Overview
What We Do
Raising capital is one of the most consequential decisions a business makes — and one of the most legally complex. Federal and state securities laws govern how, from whom, and on what terms you can raise money. Violations carry severe consequences. Shah Grossi provides the legal framework to raise capital correctly.
Schedule a Consultation →Services Include
- —Private placement memoranda (PPM)
- —Reg D (504, 506(b), 506(c)) offerings
- —Reg A+ offering circulars
- —SAFE & convertible note agreements
- —Investor subscription documents
- —Equity incentive plans & option grants
- —Cap table structuring & management
- —Securities law compliance
Private Placements
We structure private offerings under Regulation D — including Rule 504, 506(b), and 506(c) exemptions — and prepare the offering documents, subscription agreements, and investor questionnaires required for compliant capital raises.
Regulation A+ Offerings
For companies seeking to raise up to $75 million from the public without a full IPO, Regulation A+ offers a streamlined path. We prepare offering circulars, manage the SEC qualification process, and advise on ongoing reporting obligations.
Equity & Debt Structures
Not all capital is the same. We advise on the appropriate mix of equity and debt for your stage, your business, and your investors — covering common stock, preferred stock, profit interests, convertible notes, SAFEs, and revenue-based financing.
Ongoing Compliance
Raising capital is the beginning, not the end, of your compliance obligations. We advise on ongoing Securities Act requirements, investor reporting, board composition, and the governance changes that accompany institutional investment.
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Your Matter?
Tell us about your legal need. We respond within one business day.
